Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Jean Farrell is a financial advisor registered with Fidelity Personal And Workplace Advisors. Paula Jean Farrell has over 19 years of experience in the financial industry. Paula Jean Farrell has a Series 7, Series 10, Series 24, Series 63, Series 65, and SIE license. Paula Jean Farrell has been registered with Fidelity Personal And Workplace Advisors since October 2021 and previously worked at Citizens Securities, Inc., Santander Securities LLC, LPL Financial LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and CCO INVESTMENT SERVICES CORP.. Paula Jean Farrell has a strong background in financial planning, portfolio management, and investment advice. Paula Jean Farrell is committed to providing personalized financial advice to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
10/14/2024 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
RI
01/27/2021 - 09/27/2021
CITIZENS SECURITIES, INC. (JOHNSTON RI)
RI
09/19/2012 - 01/03/2020
SANTANDER SECURITIES LLC (PROVIDENCE RI)
RI
03/29/2010 - 09/19/2012
LPL FINANCIAL LLC (CRANSTON RI)
RI
06/11/2007 - 02/24/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
RI
10/23/2002 - 08/29/2006
CCO INVESTMENT SERVICES CORP. (CRANSTON RI)
IA
Issued 11/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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