Unclaimed
Paula Ciotti is an active investment advisor representative. Paula is currently registered with Empower Advisory Group, LLC and previously worked at Santander Securities LLC, Northwestern Mutual Investment Services, LLC, Morgan Stanley, TD Ameritrade, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paula has been in the financial services industry since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
07/08/2022 - Present
Empower Advisory Group, LLC (Barrington NH)
NH
05/03/2018 - 06/08/2022
SANTANDER SECURITIES LLC (SEABROOK NH)
NH
05/16/2017 - 12/18/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MANCHESTER NH)
NH
07/01/2014 - 10/21/2016
MORGAN STANLEY (PORTSMOUTH NH)
NH
12/09/2011 - 06/23/2014
TD AMERITRADE, INC. (MANCHESTER NH)
NH
10/23/2009 - 12/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTSMOUTH NH)
NH
03/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DOVER NH)
BOTH
Issued 12/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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