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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Jane Hart is a financial advisor with over 20 years of experience in the industry. Paula has worked for several prominent firms including Morgan Stanley, Merrill Lynch, and Wells Fargo Advisors. Paula is currently registered with LPL Financial LLC in California and Texas. Paula has a strong background in investments, financial planning, and portfolio management. Paula specializes in helping individuals and families with their financial goals. Paula is a dedicated and experienced professional who is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/27/2024 - Present
LPL Financial LLC (IRVINE CA)
CA
11/02/2018 - 05/05/2023
ROYAL ALLIANCE ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
07/28/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
04/23/2014 - 07/18/2017
PURSHE KAPLAN STERLING INVESTMENTS (NEWPORT BEACH CA)
CA
10/23/2009 - 09/20/2013
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
CA
06/01/2009 - 10/29/2009
MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
CA
11/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
07/01/1999 - 10/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/24/1999 - 06/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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