linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Paula J Testa

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paula? Claim Your Profile

About Paula J Testa

Paula Testa is a financial professional with over 27 years of experience in the industry. Paula is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Paula has a proven track record of success in providing investment advice and financial planning services to her clients. Paula holds the Series 6, 7, 24, and 63 licenses as well as the SIE.

Firm Information

Paula Testa is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paula Testa’s Registration & Firm History

RI

09/17/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

12/14/2010 - 03/23/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

03/18/1999 - 12/31/2006

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

MA

06/07/2004 - 09/22/2004

VERAVEST, INC. (WORCESTER MA)

RI

05/27/1997 - 12/23/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

02/16/1995 - 05/09/1997

KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)

Not sure if Paula J Testa is right for you?

Licenses & Designations

BC

Issued 07/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1999

Series 7 - General Securities Representative Examination

BC

Issued 02/15/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paula J Testa.
Not sure if Paula J Testa is right for you?