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Paula H Sandlin

Hightower Securities, LLC

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About Paula H Sandlin

Paula Sandlin is a financial advisor with Hightower Securities, LLC. Paula has over 27 years of experience in the financial services industry. She has held prior positions at KEEL POINT CAPITAL, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LINSCO/PRIVATE LEDGER CORP., MORGAN STANLEY DW INC., PFIC SECURITIES CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ALLMERICA INVESTMENTS, INC. and F.N. WOLF & CO., INC. Paula holds Series 7, Series 63 and Series 6TO licenses. She is registered in Alabama.

Firm Information

Paula Sandlin is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paula Sandlin’s Registration & Firm History

IL

04/01/2022 - Present

Hightower Securities, LLC (CHICAGO IL)

AL

12/07/2009 - 03/14/2022

KEEL POINT CAPITAL, LLC (HUNTSVILLE AL)

AL

06/01/2009 - 12/14/2009

MORGAN STANLEY SMITH BARNEY (DECATUR AL)

AL

01/07/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (DECATUR AL)

AL

07/08/2005 - 12/06/2007

LINSCO/PRIVATE LEDGER CORP. (DECATUR AL)

NY

11/10/2004 - 05/12/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

10/19/1999 - 02/20/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

TN

06/03/1998 - 06/08/1999

PFIC SECURITIES CORPORATION (FRANKLIN TN)

NY

01/26/1993 - 11/05/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

11/04/1991 - 10/27/1992

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

NA

05/31/1991 - 09/12/1991

F.N. WOLF & CO., INC.

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Licenses & Designations

BC

Issued 10/30/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paula H Sandlin.
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