Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Gay Fike is a financial advisor with over 25 years of experience in the industry. Paula currently works at Raymond James & Associates, Inc., where she has been employed since 2006. Prior to joining Raymond James, Paula has held positions at Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. Paula is a registered representative in Florida, Michigan, North Carolina, and South Carolina. She holds Series 3, 7, 9, 10, 11, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/07/2006 - Present
Raymond James & Associates, Inc. (JACKSONVILLE FL)
MO
02/13/2003 - 04/04/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
FL
10/23/2002 - 01/30/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
07/28/1997 - 10/29/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/23/1996 - 06/30/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/20/1996 - 02/22/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1994
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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