Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Gallagher Moseley is a financial advisor with Wells Fargo Clearing Services, LLC. Paula has been working in the financial services industry since 1995. Paula has been registered with Wells Fargo Clearing Services, LLC since 2018. Prior to joining Wells Fargo Clearing Services, LLC, Paula worked at Touchstone Securities, Inc. and SunTrust Investment Services, Inc. Paula is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, and Wisconsin. Paula is also a registered Investment Advisor in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
07/31/2018 - Present
Wells Fargo Clearing Services, LLC (KNOXVILLE TN)
OH
09/05/2013 - 06/20/2018
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
TN
03/05/2007 - 09/10/2012
SUNTRUST INVESTMENT SERVICES, INC. (KNOXVILLE TN)
MA
06/01/2005 - 03/05/2007
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
01/04/2005 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
07/17/2001 - 03/05/2003
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
AL
02/14/2000 - 06/29/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
02/01/1997 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
06/20/1995 - 02/01/1997
AMERISTAR CAPITAL MARKETS, INC.
BOTH
Issued 07/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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