Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Faye Gay is a registered investment advisor representative, with over 27 years of experience in the financial services industry. Paula is currently registered with RBC Capital Markets, LLC in Maryland and Texas. Paula has worked for a number of prominent financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., DB Alex. Brown LLC, and Alex. Brown & Sons Incorporated. Paula has a wide range of experience and expertise in providing financial advisory services to individuals, businesses, and institutions. Paula's areas of specialization include: providing investment advice and portfolio management for individuals, businesses, and institutions, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Paula also provides financial planning services, including retirement planning, college savings planning, and estate planning. Paula is committed to providing her clients with the highest level of personalized service and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
05/10/2024 - Present
RBC Capital Markets, LLC (Bel Air MD)
MD
11/19/2002 - 05/13/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEL AIR MD)
NY
06/13/2000 - 10/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
09/01/1997 - 06/02/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
08/13/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 04/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paula Gay is the right advisor for you? Invested Better is here to help.
