Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Mwangi is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Paula has been working in the financial industry since 2014. Prior to joining Merrill Lynch, Paula worked for several other firms including BB&T Securities, LLC, Truist Investment Services, Inc., and Wells Fargo Clearing Services, LLC. Paula is a registered representative in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/12/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
MO
09/29/2021 - 06/22/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
VA
02/17/2021 - 09/13/2021
TRUIST INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
02/23/2021 - 06/29/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
09/30/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
BOTH
Issued 07/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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