Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Elizabeth Romoff is an investment advisor representative at Morgan Stanley. Paula has been in the securities industry since 2010. Paula holds the Series 7, Series 6, Series 63, and Series 65 licenses and has been registered with the Securities and Exchange Commission (SEC) since 2019. Paula has also been registered as an investment advisor representative in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (New York NY)
NY
11/26/2019 - 01/15/2020
LPL FINANCIAL LLC (MAMARONECK NY)
NY
02/13/2019 - 12/12/2019
H. BECK, INC. (MAMARONECK NY)
NY
11/14/2014 - 08/07/2015
J.P. MORGAN SECURITIES LLC (RYE BROOK NY)
NY
08/05/2013 - 10/24/2014
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
CA
05/14/2001 - 12/14/2005
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
02/06/2001 - 03/16/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/19/1996 - 05/28/1999
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 02/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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