Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Gandy has been in the financial industry since January 8, 1986. Paula currently works for J.P. Morgan Securities LLC and is registered as an investment advisor representative in Louisiana and Texas. Paula's previous employers include CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, and PREMIER SECURITIES CORPORATION. Paula holds the following FINRA licenses: Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, and Series 66. Paula is also registered in 41 states as a broker-dealer and in 2 states as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
09/19/2013 - Present
J.p. Morgan Securities LLC (BATON ROUGE LA)
LA
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BATON ROUGE LA)
IL
11/13/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
01/09/1986 - 11/13/1996
PREMIER SECURITIES CORPORATION
BOTH
Issued 04/07/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/1987
Series 24 - General Securities Principal Examination
BC
Issued 02/18/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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