Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Christine Hardy has been in the financial industry since 2004 and is currently registered with Wells Fargo Clearing Services, LLC. Paula is a registered representative in California and Texas. Paula has a Series 6, Series 7, Series 63 and Series 66 licenses. Paula has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Paula is also a certified Lagree Fitness trainer and owns rental property in Newbury Park, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/15/2019 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
05/07/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (THOUSAND OAKS CA)
CA
10/28/2004 - 05/11/2007
CITICORP INVESTMENT SERVICES (THOUSAND OAKS CA)
BOTH
Issued 10/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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