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Paula Anne Guerin

Empower Financial Services, Inc.

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About Paula Anne Guerin

Paula Guerin is a financial advisor with Empower Financial Services, Inc.. Paula has been in the financial services industry since 2004. Paula is registered with the state of Kansas. Prior to working with Empower Financial Services, Inc., Paula worked at Private Client Services, LLC, MML Distributors, LLC, Hartford Securities Distribution Company, Inc., Transamerica Financial Advisors, Inc, HBW Securities LLC, Iron Street Securities Inc., and PFS Investments Inc. Paula holds the Series 6 and SIE licenses.

Firm Information

Paula Guerin is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paula Guerin’s Registration & Firm History

KS

03/18/2022 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

KS

12/03/2018 - 01/26/2021

PRIVATE CLIENT SERVICES, LLC (Overland Park KS)

MA

01/02/2013 - 09/05/2018

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

11/21/2011 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

KS

01/09/2008 - 11/03/2011

TRANSAMERICA FINANCIAL ADVISORS, INC (SHAWNEE KS)

KS

04/26/2006 - 12/31/2007

HBW SECURITIES LLC (OVERLAND PARK KS)

KS

09/26/2005 - 12/31/2005

IRON STREET SECURITIES INC. (SALINA KS)

GA

07/10/2002 - 03/25/2005

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/09/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paula Anne Guerin.
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