Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Ann Smith is a registered representative with Voya Investments Distributor, LLC. Paula Smith has over 25 years of experience in the financial services industry. Paula Smith is licensed to sell securities in all 50 states and the District of Columbia. Paula Smith is also a principal of Voya Investments Distributor, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2011 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
06/30/1997 - 09/12/2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
MN
07/21/2009 - 09/01/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NY
02/16/1995 - 06/03/1996
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 03/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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