Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paula? Claim Your ProfilePaula Allen is a financial advisor with over 16 years of experience in the financial services industry. Paula is currently registered with LPL Financial LLC and has previously worked with Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Paula holds Series 6, 63, 65, and 26 licenses. Paula offers a range of financial services, including financial planning, portfolio management, and consulting. Paula has a strong commitment to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/13/2018 - Present
LPL Financial LLC (SAN JOSE CA)
CA
01/06/2012 - 12/31/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN JOSE CA)
CA
09/28/2004 - 01/06/2012
WORLD GROUP SECURITIES, INC. (SAN JOSE CA)
IA
Issued 06/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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