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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Yu is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has over 10 years of experience in the financial services industry. Paul Yu has Series 7, 66, 79, and SIE licenses. Paul Yu is registered in 31 states and 2 jurisdictions and holds 3 product licenses. Paul Yu's previous employers include KeyBanc Capital Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul Yu specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
06/26/2017 - Present
Wells Fargo Advisors Financial Network, LLC (MERCER ISLAND WA)
WA
03/29/2016 - 05/05/2017
KEYBANC CAPITAL MARKETS INC. (SEATTLE WA)
WA
03/28/2013 - 03/31/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MERCER ISLAND WA)
WA
10/23/2007 - 04/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
BOTH
Issued 12/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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