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Paul Y Coffin

Moody Securities, LLC

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About Paul Y Coffin

Paul Y Coffin is a registered representative with Moody Securities, LLC, based in Houston, Texas. Paul has over 15 years of experience in the financial services industry, specializing in providing investment advice to individual clients. Paul has a strong track record of success in helping clients achieve their financial goals. Prior to joining Moody Securities, LLC, Paul worked at several other financial institutions, including Vertical Capital Securities, LLC, INVEST FINANCIAL CORPORATION, and Realty Capital Securities, LLC. Paul holds the following licenses: Series 6, Series 7, Series 24, Series 26, and Series 63. He is also a registered representative in 31 states. Paul is dedicated to providing his clients with personalized service and comprehensive financial planning solutions.

Firm Information

Paul Coffin is currently registered with Moody Securities, LLC. Moody Securities, LLC, is a Limited Liability Company that was formed in 2007-09-21. The firm is registered with the SEC and is also registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Coffin’s Registration & Firm History

TX

07/23/2015 - Present

Moody Securities, LLC (HOUSTON TX)

CA

05/13/2013 - 05/19/2015

VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)

FL

05/26/2011 - 04/24/2013

INVEST FINANCIAL CORPORATION (TAMPA FL)

NY

01/06/2010 - 06/04/2010

REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)

FL

11/19/2009 - 12/16/2009

CNL SECURITIES CORP. (ORLANDO FL)

CT

03/13/2007 - 02/12/2009

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

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Licenses & Designations

BC

Issued 05/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2018

Series 24 - General Securities Principal Examination

BC

Issued 03/14/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2009

Series 7 - General Securities Representative Examination

BC

Issued 03/12/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Y Coffin.
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