Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul William Ha is a financial advisor currently registered with LPL Financial LLC. Paul has been working in the financial industry since June 2010. Paul has been registered with Wells Fargo Clearing Services, LLC, The Jeffrey Matthews Financial Group, L.L.C., and AXA Advisors, LLC. Paul is licensed in Florida, Indiana, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Paul holds Series 66, Series 7, and SIE licenses. Paul’s advisory services include portfolio management for businesses and individuals, financial planning, pension consulting, educational seminars, selection of other advisors, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/30/2021 - Present
LPL Financial LLC (FORKED RIVER NJ)
NJ
02/12/2013 - 08/05/2021
WELLS FARGO CLEARING SERVICES, LLC (OAKHURST NJ)
NJ
01/19/2011 - 07/26/2011
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)
NJ
11/14/2008 - 01/24/2011
AXA ADVISORS, LLC (TOMS RIVER NJ)
BOTH
Issued 04/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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