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Paul William Duffy

Clear Street LLC

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About Paul William Duffy

Paul Duffy is a financial professional with over 10 years of experience in the securities industry. Paul Duffy is currently registered with Clear Street LLC and has held previous positions at JONESTRADING, EVERCORE GROUP L.L.C., INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, GBI CAPITAL, INC. and HSBC SECURITIES (USA) INC. Paul Duffy holds the Series 7, Series 57TO, Series 99TO, SIE, and Series 63 licenses and is registered in 20 states.

Firm Information

Paul Duffy is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Duffy’s Registration & Firm History

NY

10/18/2021 - Present

Clear Street LLC (NEW YORK NY)

SC

03/06/2019 - 10/06/2021

JONESTRADING (Daniel Island SC)

NY

12/23/2015 - 03/05/2019

EVERCORE GROUP L.L.C. (New York NY)

NY

10/12/2015 - 12/31/2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

NY

02/05/2014 - 11/10/2014

GBI CAPITAL, INC. (NEW YORK NY)

NY

10/03/2011 - 02/12/2013

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 02/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/01/2020

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul William Duffy.
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