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Paul Wayne Wagenbach

Clear Street LLC

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About Paul Wayne Wagenbach

Paul Wagenbach is a financial professional registered in New York and New Jersey. Paul has been in the industry since 2007. Paul currently works as a financial advisor at Clear Street LLC. Paul has previously worked at Cantor Fitzgerald & Co., Cowen Execution Services LLC, BATS Trading, Inc., KCG Americas LLC, Knight Capital Americas, L.P. and CitiStreet Advisors LLC.

Firm Information

Paul Wagenbach is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Wagenbach’s Registration & Firm History

NY

05/16/2024 - Present

Clear Street LLC (NEW YORK NY)

NY

05/21/2018 - 04/29/2024

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/19/2016 - 02/20/2018

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

03/16/2015 - 04/08/2016

BATS TRADING, INC. (NEW YORK NY)

NJ

07/02/2012 - 02/26/2015

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

10/22/2007 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

09/27/2006 - 10/22/2007

CITISTREET ADVISORS LLC (SOMERSET NJ)

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Licenses & Designations

BC

Issued 08/13/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/26/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Wayne Wagenbach.
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