Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Walsh is a financial professional with over 14 years of experience in the industry. Paul is currently registered with J.P. Morgan Securities LLC in New York, NY. Prior to joining J.P. Morgan Securities LLC, Paul worked with firms such as Citigroup Global Markets Inc. and Morgan Keegan & Company, Inc. Paul holds a Series 66 license, which allows Paul to provide investment advice to individuals and businesses, as well as a Series 63 license, which allows Paul to offer securities in the state of New York. Paul is also a Series 7, Series 3, and Series 55 licensed representative, which enables Paul to trade securities on behalf of clients. Paul's experience and credentials make Paul well-suited to provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/08/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CT
09/21/2020 - 02/18/2022
CITI PRIVATE ADVISORY, LLC (Greenwich CT)
CT
09/21/2020 - 02/18/2022
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
NY
05/28/2010 - 08/12/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/09/2009 - 05/28/2010
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
TN
02/01/2005 - 06/24/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 11/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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