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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Wadsworth Pendorf is an Investment Advisor Representative at Independent Financial Group, LLC with over 28 years of experience in the financial services industry. Paul Wadsworth Pendorf has a strong focus on providing financial planning and portfolio management services for individuals and businesses. Paul Wadsworth Pendorf also offers pension consulting and helps clients select other advisors to meet their specific needs. Paul Wadsworth Pendorf is registered with FINRA and the Securities and Exchange Commission (SEC). In addition, Paul Wadsworth Pendorf is licensed in several states to provide insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/07/2022 - Present
Independent Financial Group, LLC (LAGUNA NIGUEL CA)
CA
11/02/2009 - 07/30/2010
NATIONAL PLANNING CORPORATION (LAGUNA NIGUEL CA)
CA
08/04/2003 - 11/03/2009
MAIN STREET SECURITIES, LLC (LAGUNA NIGUEL CA)
MA
10/06/1999 - 08/27/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
02/11/1997 - 07/02/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
11/07/1995 - 08/16/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
09/30/1987 - 12/20/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/30/1987 - 12/20/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 11/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/17/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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