Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul W. Clausing is a registered representative with Ba Securities, LLC. Paul has over 20 years of experience in the financial services industry. Paul has held prior roles with Independent Investment Bankers, Corp., B. Riley FBR, Inc., Jefferies & Company, Inc., ABN AMRO Incorporated, and ING Barings LLC. Paul holds Series 7, 24, 63, 79, and SIE licenses. Paul is registered in California, Florida, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/25/2021 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
TX
04/03/2019 - 11/30/2020
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
CA
08/14/2018 - 04/09/2019
B. RILEY FBR, INC. (LOS ANGELES CA)
CA
06/01/2001 - 05/23/2011
JEFFERIES & COMPANY, INC. (FOSTER CITY CA)
CT
04/30/2001 - 05/29/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
12/10/1999 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 07/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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