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Paul Vincent Sullivan

Nylife Securities LLC

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About Paul Vincent Sullivan

Paul Sullivan is a financial professional with over 20 years of experience in the financial services industry. Paul is currently registered with Nylife Securities LLC, and holds Series 6 and SIE licenses. Paul is also a registered representative in Massachusetts. Paul has a strong track record of providing investment advice to individuals and families. Previously Paul worked at John Hancock Distributors LLC, Prudential Investment Management Services LLC, Signator Investors, Inc. and NYLIFE Distributors LLC.

Firm Information

Paul Sullivan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Sullivan’s Registration & Firm History

MA

05/08/2024 - Present

Nylife Securities LLC (BRIDGEWATER MA)

MA

02/15/2019 - 12/05/2023

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

NJ

07/17/2018 - 01/25/2019

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MA

11/07/2017 - 02/08/2018

JOHN HANCOCK DISTRIBUTORS LLC (Westwood MA)

MA

04/14/2015 - 06/17/2016

SIGNATOR INVESTORS, INC. (WESTWOOD MA)

MA

06/15/2004 - 04/15/2015

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

NY

04/26/2001 - 06/15/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

07/29/1996 - 06/18/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Vincent Sullivan.
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