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Paul Vincent Santoro

Capital Client Group, Inc.

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About Paul Vincent Santoro

Paul Vincent Santoro is a financial advisor with over 25 years of experience in the industry. He is currently registered with Capital Client Group, Inc. in California. Before joining Capital Client Group, Inc., Paul was a registered representative for American Funds Distributors, Inc. and has held previous positions with Lord Abbett Distributor LLC and Oppenheimer & Co., Inc. Paul's primary focus is on providing investment advice to individuals, high-net-worth individuals, and corporations. Paul has a broad range of experience in the financial services industry, including providing investment advice, financial planning, and portfolio management.

Firm Information

Paul Santoro is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Paul Santoro’s Registration & Firm History

CA

05/22/2013 - Present

Capital Client Group, Inc. (Los Angeles CA)

CA

02/02/2000 - 06/15/2007

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

NJ

06/12/1996 - 01/19/2000

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NY

09/27/1995 - 05/01/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/16/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/09/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Vincent Santoro.
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