Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Vincent Mulroy is a registered investment advisor representative with RBC Capital Markets, LLC. Paul has been in the industry since December 23, 1991 and is registered with the state of Michigan and Texas. Paul has worked for several firms in the past, including Ferris, Baker Watts, LLC, NatCity Investments, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, Fahnestock & Co., Inc., Fifth Third/The Ohio Company, and Dean Witter Reynolds Inc. Paul holds the Series 7, Series 63 and Series 65 licenses. He has a broad range of experience serving individuals, families, and businesses. He has a particular focus on providing comprehensive financial planning services and investment management solutions to meet his clients' unique needs. He has worked with clients on a variety of financial matters, including retirement planning, college savings, estate planning, and wealth preservation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
03/30/2017 - Present
RBC Capital Markets, LLC (BLOOMFIELD MI)
MI
11/23/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (AUBURN HILLS MI)
OH
03/14/2002 - 12/07/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
03/09/2002 - 03/21/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/03/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/05/1999 - 09/03/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
OH
10/25/1996 - 03/17/1999
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
NY
12/24/1991 - 11/15/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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