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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Vincent Morris is a financial advisor who has been working in the financial industry since 1997. Paul is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous roles at Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Barclays Capital Inc. and Paine Webber Incorporated. Paul has a broad range of experience and is able to provide services to a wide variety of clients, including high net worth individuals, corporations, pension plans and charitable organizations. Paul has expertise in a wide range of financial products, including stocks, bonds, mutual funds, ETFs, and options. Paul holds the Series 7, Series 10, Series 24 and Series 66 licenses, as well as the SIE exam. Paul is also registered with the state of New York as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/01/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
12/17/2012 - 08/10/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/30/2009 - 10/11/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/05/2003 - 06/11/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/05/1997 - 08/26/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/04/1996 - 04/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 10/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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