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Paul Victor Cain

Cambridge Investment Research Advisors, Inc.

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About Paul Victor Cain

Paul Cain is a Registered Representative and Investment Adviser Representative with Cambridge Investment Research Advisors, Inc. Paul has been in the financial industry since August 16, 2000, and has been with Cambridge Investment Research Advisors, Inc. since April 1, 2010. Paul is registered with the state of Texas. Paul also worked at FINANCIAL NETWORK INVESTMENT CORPORATION from August 16, 2000, to April 1, 2010.

Firm Information

Paul Cain is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Paul Cain’s Registration & Firm History

TX

04/01/2010 - Present

Cambridge Investment Research Advisors, Inc. (Midland TX)

TX

08/16/2000 - 04/01/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (MIDLAND TX)

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Licenses & Designations

IA

Issued 08/20/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Victor Cain.
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