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Paul Vericain Gullatte

Baron Capital, Inc.

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About Paul Vericain Gullatte

Paul Gullatte is a financial advisor with over 20 years of experience in the industry. Paul is currently registered with Baron Capital, Inc. in New York, NY. Prior to joining Baron Capital, Inc., Paul held positions at several other firms, including Park Avenue Securities LLC, PIMCO INVESTMENTS LLC, Legg Mason Investor Services, LLC, Allianz Global Investors Distributors LLC, Citigroup Global Markets Inc., AIG Equity Sales Corp., and T. Rowe Price Investment Services, Inc. Paul holds a number of licenses and certifications, including the Series 6, 7, 14, 24, 51, 63, and 65. Paul has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Paul Gullatte is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Gullatte’s Registration & Firm History

NY

06/15/2018 - Present

Baron Capital, Inc. (NEW YORK NY)

NY

05/31/2017 - 08/22/2017

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

08/22/2012 - 05/26/2017

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

09/13/2010 - 09/12/2012

LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)

NY

01/08/2008 - 09/21/2010

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

04/20/2007 - 01/15/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/04/2005 - 04/11/2007

AIG EQUITY SALES CORP. (NEW YORK NY)

MD

02/02/1998 - 12/01/2003

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

IA

Issued 01/04/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 09/28/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/02/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1998

Series 7 - General Securities Representative Examination

BC

Issued 01/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Vericain Gullatte.
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