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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Matlock is an investment advisor representative at Morgan Stanley. Paul has been in the financial services industry for over 30 years. Paul holds Series 7 and Series 63 securities licenses and is a Registered Investment Advisor. Paul has extensive experience providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including high net worth individuals, corporations, and charitable organizations. Paul previously worked at UBS Financial Services Inc. and Citigroup Global Markets Inc. Paul is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MS
03/03/2020 - Present
Morgan Stanley (RIDGELAND MS)
MS
08/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
MS
02/14/1996 - 09/08/2008
UBS FINANCIAL SERVICES INC. (JACKSON MS)
MD
12/12/1988 - 02/15/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
12/22/1987 - 01/02/1989
MCLARTY & COMPANY
IA
Issued 10/8/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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