Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Tsutomu Carr is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since September 2016. Previously, Paul worked for Robert W. Baird & Co. Incorporated and McAdams Wright Ragen, Inc. Paul holds Series 6, 7, 63, and 65 licenses and the SIE exam. Paul has a strong background in portfolio management and investment consulting, and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
10/11/2016 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
11/07/2014 - 10/07/2016
ROBERT W. BAIRD & CO. INCORPORATED (Bellevue WA)
WA
10/16/2009 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (BELLEVUE WA)
WA
07/12/1999 - 10/19/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TACOMA WA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
07/24/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
MA
07/13/1994 - 04/19/1995
PNMR SECURITIES, INC. (BOSTON MA)
CA
10/14/1992 - 04/26/1993
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
MN
07/27/1992 - 10/19/1992
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 08/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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