Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Toth is a securities professional with over 5 years of experience in the financial industry. Paul is currently registered with Stonex Financial Inc. in New York and New Jersey. Paul has held previous roles with CREDIT SUISSE SECURITIES (USA) LLC and RBC CAPITAL MARKETS, LLC. Paul has passed several industry exams including Series 3, 7, 63, and 99, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
08/29/2022 - 01/24/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/27/2017 - 06/01/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 11/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2019
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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