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Paul Tomas Dellisola

Keefe, Bruyette & Woods, Inc.

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About Paul Tomas Dellisola

Paul Tomas Dellisola is a financial advisor with Keefe, Bruyette & Woods, Inc., a firm headquartered in Bethesda, Maryland. Paul has been in the financial industry since 1993. Paul holds licenses including Series 7, Series 24, Series 63 and SIE. Paul also has a Series 79TO license. Paul has a strong background in securities, with previous experience at FBR Capital Markets & Co. Paul is registered in several states and is an active broker-dealer in the financial industry.

Firm Information

Paul Dellisola is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Dellisola’s Registration & Firm History

MD

06/14/2017 - Present

Keefe, Bruyette & Woods, Inc. (BETHESDA MD)

VA

09/30/1992 - 01/03/2017

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

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Licenses & Designations

BC

Issued 10/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Paul Tomas Dellisola. Review regulatory record here.
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