Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Timothy Galligan is a financial professional with over 20 years of experience in the financial services industry. Paul is currently registered with TP Icap Global Markets Americas LLC. Previous firms include Tullett Prebon Financial Services LLC, BGC Financial, L.P., Grace Financial Group LLC, Louis Capital Markets, LP, and ICAP Corporates LLC. Paul holds a variety of licenses, including the Series 63, Series 24, Series 4, SIE, Series 57, and Series 7. Paul is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/30/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
10/06/2010 - 01/17/2017
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
07/08/2010 - 09/16/2010
GRACE FINANCIAL GROUP LLC (SOUTHHAMPTON NY)
NY
06/02/2009 - 06/04/2010
LOUIS CAPITAL MARKETS, LP (NEW YORK NY)
NJ
08/27/2001 - 03/26/2009
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 57 - Securities Trader Exam
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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