Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Swift is a financial professional with over 20 years of experience in the industry. Paul is currently registered with MML Investors Services, LLC and is also licensed in several states. Prior to joining MML, Paul worked at a number of firms including Hornor, Townsend & Kent, LLC, G.A. Repple & Company, Regulus Advisors, LLC and Park Avenue Securities LLC. Paul is a Series 7, 6, 24, and 63 licensed representative. Paul offers a variety of services to clients including financial planning, asset allocation, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
08/12/2022 - Present
MML Investors Services, LLC (Dublin OH)
OH
06/08/2021 - 08/08/2022
HORNOR, TOWNSEND & KENT, LLC (COLUMBUS OH)
OH
04/01/2020 - 06/04/2021
G. A. REPPLE & COMPANY (DUBLIN OH)
OH
02/20/2018 - 03/31/2020
REGULUS ADVISORS, LLC (Dublin OH)
OH
08/03/2016 - 11/20/2017
MML INVESTORS SERVICES, LLC (DUBLIN OH)
OH
03/02/2005 - 07/29/2016
PARK AVENUE SECURITIES LLC (WORTHINGTON OH)
NY
07/19/2002 - 02/24/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 07/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Swift is the right advisor for you? Invested Better is here to help.
