Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Sullivan is a registered representative with TP Icap Global Markets Americas LLC. Paul has been in the securities industry since 1997 and has a broad range of experience in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/22/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
04/20/2005 - 12/18/2009
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/26/2002 - 04/18/2005
THEMUNICENTER.COM (NEW YORK NY)
NY
01/25/2002 - 09/24/2003
PECONIC SECURITIES LLC (NEW YORK NY)
NY
02/01/2000 - 12/03/2001
TRADING EDGE, INC. (NEW YORK NY)
NY
04/16/2001 - 11/28/2001
MARKET AXESS INC. (NEW YORK NY)
NY
12/21/1996 - 10/29/1999
GARBAN LLC (NEW YORK NY)
BC
Issued 11/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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