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Paul Thomas Prendergast

Thrivent Investment Management Inc.

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About Paul Thomas Prendergast

Paul Prendergast is a financial advisor who has been working in the industry since 1993. Paul is registered with Thrivent Investment Management Inc. and has offices in Williamstown, New Jersey. Paul has experience with a wide range of financial products and services, including investment advice, financial planning, and retirement planning. Paul is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

Firm Information

Paul Prendergast is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Prendergast’s Registration & Firm History

NJ

06/23/2022 - Present

Thrivent Investment Management Inc. (WILLIAMSTOWN NJ)

NJ

12/14/2005 - 11/13/2007

NORTH RIDGE SECURITIES CORP. (GIBBSBORO NJ)

GA

07/20/1990 - 12/14/2005

PENN CENTER INVESTMENTS, INC. (ATLANTA GA)

NA

02/13/1990 - 06/21/1990

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

IA

Issued 08/01/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/1993

Series 4 - Registered Options Principal Examination

BC

Issued 09/03/1991

Series 24 - General Securities Principal Examination

BC

Issued 04/23/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Thomas Prendergast.
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