Invested Better
Unclaimed

Unclaimed

Unclaimed

Paul Thomas Laviolette

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paul? Claim Your Profile

About Paul Thomas Laviolette

Paul Laviolette is a financial advisor at Charles Schwab & CO., Inc. Paul has been in the financial industry since 2020. Paul is a registered representative in Arizona and California. Paul has a Series 63, Series 66, and Series 7. Paul also has a SIE. Paul is a specialist in financial planning, portfolio management, and retirement planning.

Firm Information

Paul Laviolette is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a corporation formed in April 1971. They are headquartered in San Francisco, CA and have a presence in all 50 states, Puerto Rico, and the Virgin Islands. They provide financial planning, selection of other advisers, and wrap fee program services. Charles Schwab & CO., Inc. is a registered investment adviser with the SEC and is registered in 53 states. They have over 15,000 registered representatives and manage more than $50 billion in assets.
Charles Schwab & CO., Inc.

2423 E Lincoln Dr

Phoenix, AZ 85016-1215

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paul Laviolette’s Registration & Firm History

AZ

03/16/2021 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

10/13/2020 - 02/04/2021

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

AZ

01/06/2020 - 10/08/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

Not sure if Paul Thomas Laviolette is right for you?

Licenses & Designations

BOTH

Issued 12/1/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/11/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/10/2019

SIE - Securities Industry Essentials Examination

BC

Issued 6/10/2019

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Thomas Laviolette.
Not sure if Paul Thomas Laviolette is right for you?