Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Laviolette is a financial advisor at Charles Schwab & CO., Inc. Paul has been in the financial industry since 2020. Paul is a registered representative in Arizona and California. Paul has a Series 63, Series 66, and Series 7. Paul also has a SIE. Paul is a specialist in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
03/16/2021 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
10/13/2020 - 02/04/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
01/06/2020 - 10/08/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 12/1/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2019
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Paul Laviolette is the right advisor for you? Invested Better is here to help.
