Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Golden is a financial advisor currently affiliated with Equitable Distributors, LLC, and has been in the industry since August 25, 2000. Paul holds the Series 6, 7, 63, SIE and 6TO licenses, and is registered to offer securities in 8 states. Paul Golden has worked with AXA Distributors, LLC, Cantor Fitzgerald & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Planco Financial Services, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/04/2007 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
02/23/2005 - 01/31/2006
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/10/2001 - 10/24/2003
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/07/2001 - 03/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
11/23/1994 - 08/04/1998
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 11/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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