Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Thomas Floriani is a registered representative with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, North Carolina. Paul has been in the securities industry for 31 years and has 52 active state registrations. Paul specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/13/2007 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
07/15/2005 - 07/16/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
07/20/2001 - 09/10/2004
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
IL
04/24/1998 - 08/06/2001
CONNING & COMPANY (OAKBROOK TERRACE IL)
NY
02/07/1997 - 04/24/1998
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
NY
09/14/1995 - 09/13/1996
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
10/25/1991 - 09/06/1995
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NA
07/13/1988 - 09/12/1988
FIRST INVESTORS CORPORATION
IA
Issued 09/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/1991
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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