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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Thomas Farthing is a financial advisor with Cambridge Investment Research Advisors, Inc. Paul is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial industry since January 21, 1993. Paul has extensive experience with a variety of financial services, including financial planning, pension consulting, and portfolio management for both individuals and businesses. Paul is registered to provide investment advice in multiple states, including Indiana, Michigan, and Texas. Prior to joining Cambridge, Paul worked for Gunnallen Financial, Inc., MML Investors Services, Inc., Signator Investors, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IN
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (MISHAWAKA IN)
IN
12/03/2003 - 01/25/2010
GUNNALLEN FINANCIAL, INC (MISHAWAKA IN)
MA
08/07/2001 - 11/19/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
07/15/1997 - 07/31/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
NA
02/05/1997 - 06/27/1997
JOHN HANCOCK DISTRIBUTORS, INC.
MA
02/05/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
12/17/1992 - 02/27/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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