Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Dunnicliffe is a financial advisor at Commonwealth Financial Network, a Registered Investment Advisor (RIA) firm. Paul has been a financial advisor since 2007 and specializes in investment management, financial planning, and retirement planning. Paul is a licensed insurance agent and a registered representative. Paul has worked at several prominent financial firms, including TIAA-CREF, TD Ameritrade, Morgan Stanley Smith Barney, and Citigroup Global Markets. Paul is committed to providing personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2020 - Present
Commonwealth Financial Network (San Diego CA)
CA
10/29/2014 - 09/28/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SAN DIEGO CA)
CA
09/13/2010 - 10/08/2014
TD AMERITRADE, INC. (LONG BEACH CA)
CA
06/01/2009 - 09/20/2010
MORGAN STANLEY SMITH BARNEY (BREA CA)
CA
08/31/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BREA CA)
BOTH
Issued 09/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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