Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Carroll has been an active financial advisor since April 1992. Paul has been registered with Pinnacle Family Advisors, LLC since November 2008. Paul previously worked with Raymond James Financial Services, Inc., Wachovia Securities, LLC, and John Hancock Distributors, Inc.. Paul holds Series 6, 7, 63, 65, 99, and SIE licenses. Paul is registered in 17 states and is a Chief Investment Officer/Chief Compliance Officer at Pinnacle Family Advisors. Paul also owns and operates Paul Carroll Officiating, which is not investment-related. Paul is a portfolio manager for Pinnacle Tactical Allocation Fund and also a fixed insurance sales producer for PKS Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Financial and business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Shares in fees paid to third party advisers; % of plan assets
1
2
MO
03/29/2012 - Present
Pinnacle Family Advisors, LLC (SPRINGFIELD MO)
MO
12/01/2005 - 11/24/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRINGFIELD MO)
MO
04/13/2000 - 12/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
06/11/1992 - 06/27/1992
JOHN HANCOCK DISTRIBUTORS, INC.
NA
06/11/1992 - 06/27/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
04/24/1992 - 05/19/1992
JOHN HANCOCK DISTRIBUTORS, INC.
NA
04/24/1992 - 05/19/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 12/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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