Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Theodore Boscia is a financial advisor who has been in the industry since October 1993. Paul Theodore Boscia is currently registered with Wells Fargo Clearing Services, LLC. Paul Theodore Boscia has been with this firm since January 2011 and is also registered with them as an Investment Advisor Representative. Paul Theodore Boscia has previously been registered with Wells Fargo Investments, LLC, WM Financial Services, Inc., Wells Fargo Securities Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company. Paul Theodore Boscia provides financial planning, portfolio management for individuals and businesses, selection of other advisors, and pension consulting services. Paul Theodore Boscia's areas of specialization include retirement, college savings, income, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/25/2017 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
07/07/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PALO ALTO CA)
CA
02/04/1999 - 07/06/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/13/1994 - 10/28/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MA
07/13/1993 - 05/11/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/13/1993 - 05/11/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 04/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Boscia is the right advisor for you? Invested Better is here to help.
