Unclaimed
Paul Taylor Hughes is a securities professional with over 10 years of experience. Paul has a broad range of licenses and qualifications, including the Series 7, Series 3, and Series 79 exams. Paul is currently registered with Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2011 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 01/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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