Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul T Weadock is a registered investment advisor representative with Morgan Stanley. Paul is a Series 7 and Series 63 licensed professional and is also licensed to provide investment advisory services in Texas and New York. Paul has been in the financial services industry since April 18, 2006. Prior to joining Morgan Stanley, Paul was associated with Soliem Financial Services LLC and E*TRADE SECURITIES LLC. Paul has also worked at Sloan Securities Corp., Wien Securities Corp., Ladenburg, Thalmann & Co., Inc. and NDB Capital Markets, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/21/2020 - Present
Morgan Stanley (New York NY)
NY
09/22/2021 - 09/05/2023
E*TRADE SECURITIES LLC (New York NY)
NY
03/02/2020 - 09/30/2020
SOLIUM FINANCIAL SERVICES LLC (New York NY)
NJ
12/06/2007 - 04/30/2012
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
NJ
06/16/2003 - 09/03/2003
WIEN SECURITIES CORP. (JERSEY CITY NJ)
NY
01/23/2003 - 05/29/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
07/14/2000 - 07/02/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 02/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2012
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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