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Paul T Takacs

Wall Street Access

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About Paul T Takacs

Paul T. Takacs is a financial professional with over 25 years of experience in the financial services industry. Paul has a broad range of experience across various firms, including Goldman, Sachs & Co., Morgan Stanley, and most recently, Wall Street Access. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, and 63 licenses. Paul is currently registered in 21 states across the United States.

Firm Information

Paul Takacs is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Takacs’s Registration & Firm History

NY

02/06/2019 - Present

Wall Street Access (NEW YORK NY)

NJ

01/31/2018 - 02/08/2019

R. SEELAUS & CO., LLC (SUMMIT NJ)

NY

05/06/2016 - 04/06/2017

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

04/30/1997 - 02/07/2007

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

09/08/1987 - 04/22/1997

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

03/31/1987 - 04/22/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

07/23/1985 - 03/30/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 05/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/28/2013

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul T Takacs.
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