Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Redden is a financial advisor with over 20 years of experience in the financial industry. Paul is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with a strong reputation for providing investment advice and services to a wide range of clients, including individuals, businesses, and institutions. Paul has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals. Paul specializes in a variety of investment areas and offers a wide range of services, including portfolio management, investment advisory, financial planning, and retirement planning. Paul is committed to providing personalized service to each client, tailoring a strategy that meets their unique needs and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Cincinnati OH)
IL
01/31/2008 - 01/15/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
IN
01/11/2007 - 01/23/2008
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
ME
03/02/2006 - 01/22/2007
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
OH
02/17/2004 - 01/22/2007
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
IA
12/12/2001 - 12/02/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
RI
01/03/1991 - 07/19/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/09/1990 - 12/31/1990
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 04/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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