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Paul T Gannon

Anico Financial Services, Inc.

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About Paul T Gannon

Paul T. Gannon has been a registered representative in the financial services industry since September 24, 2000. Paul is currently registered with Anico Financial Services, Inc. in the state of Texas. Before joining Anico Financial Services, Inc., Paul was associated with Northwestern Mutual Investment Services, LLC in Wisconsin, First Heartland Capital, Inc. in Missouri, Securities Management & Research, Inc. in Colorado, Pacific Select Distributors, LLC in Colorado, Intersecurities, Inc. in Colorado, Jackson National Life Distributors, Inc. in Tennessee, AFS Brokerage, Inc. in Texas, Columbia Funds Distributor, Inc. in Massachusetts, Jackson National Life Distributors, Inc. in Tennessee, ING America Equities, Inc. in Pennsylvania, Intersecurities, Inc. in Florida, Intersecurities, Inc. in Florida, Pruco Securities Corporation in New Jersey, and Franklin/Templeton Distributors, Inc. in California.

Firm Information

Paul Gannon is currently registered with Anico Financial Services, Inc.. Anico Financial Services, Inc. is a Corporation formed on December 21, 2010. The firm is registered in 18 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Gannon’s Registration & Firm History

TX

01/25/2024 - Present

Anico Financial Services, Inc. (GALVESTON TX)

WI

09/25/2023 - 01/04/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MO

09/24/2021 - 07/31/2023

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

CO

05/24/2017 - 09/23/2021

SECURITIES MANAGEMENT & RESEARCH, INC. (Westminster CO)

CO

04/08/2010 - 01/27/2017

PACIFIC SELECT DISTRIBUTORS, LLC (GREENWOOD VILLAGE CO)

CO

12/13/2007 - 05/08/2008

INTERSECURITIES, INC. (WESTMINSTER CO)

TN

06/17/2004 - 09/21/2005

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

TX

01/02/2004 - 06/04/2004

AFS BROKERAGE, INC. (AUSTIN TX)

MA

11/18/2002 - 12/01/2003

COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

TN

04/05/2002 - 08/28/2002

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

PA

05/16/2000 - 01/16/2002

ING AMERICA EQUITIES, INC. (WEST CHESTER PA)

FL

12/19/1996 - 02/07/2000

INTERSECURITIES, INC. (ST. PETERSBURG FL)

FL

05/29/1996 - 07/18/1996

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NJ

08/17/1995 - 04/05/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

CA

09/01/1994 - 08/08/1995

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

IA

Issued 10/01/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/28/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/1997

Series 24 - General Securities Principal Examination

BC

Issued 09/25/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul T Gannon.
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