Unclaimed
Paul T. Gannon has been a registered representative in the financial services industry since September 24, 2000. Paul is currently registered with Anico Financial Services, Inc. in the state of Texas. Before joining Anico Financial Services, Inc., Paul was associated with Northwestern Mutual Investment Services, LLC in Wisconsin, First Heartland Capital, Inc. in Missouri, Securities Management & Research, Inc. in Colorado, Pacific Select Distributors, LLC in Colorado, Intersecurities, Inc. in Colorado, Jackson National Life Distributors, Inc. in Tennessee, AFS Brokerage, Inc. in Texas, Columbia Funds Distributor, Inc. in Massachusetts, Jackson National Life Distributors, Inc. in Tennessee, ING America Equities, Inc. in Pennsylvania, Intersecurities, Inc. in Florida, Intersecurities, Inc. in Florida, Pruco Securities Corporation in New Jersey, and Franklin/Templeton Distributors, Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/25/2024 - Present
Anico Financial Services, Inc. (GALVESTON TX)
WI
09/25/2023 - 01/04/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MO
09/24/2021 - 07/31/2023
FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)
CO
05/24/2017 - 09/23/2021
SECURITIES MANAGEMENT & RESEARCH, INC. (Westminster CO)
CO
04/08/2010 - 01/27/2017
PACIFIC SELECT DISTRIBUTORS, LLC (GREENWOOD VILLAGE CO)
CO
12/13/2007 - 05/08/2008
INTERSECURITIES, INC. (WESTMINSTER CO)
TN
06/17/2004 - 09/21/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
TX
01/02/2004 - 06/04/2004
AFS BROKERAGE, INC. (AUSTIN TX)
MA
11/18/2002 - 12/01/2003
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
TN
04/05/2002 - 08/28/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
PA
05/16/2000 - 01/16/2002
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
FL
12/19/1996 - 02/07/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
05/29/1996 - 07/18/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NJ
08/17/1995 - 04/05/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
09/01/1994 - 08/08/1995
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 10/01/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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