Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Como is an investment advisor representative, currently registered with Cambridge Investment Research Advisors, Inc., with a branch office in Ipswich, Massachusetts. Paul Como has been in the industry since October 10, 1997. Paul Como's current registration with Cambridge Investment Research Advisors, Inc. began on November 29, 2017. Paul Como is also a registered investment advisor representative with Lincoln Financial Securities Corporation. Paul Como has held previous registrations with several firms, including Symetra Investment Services, Inc., Invest Financial Corporation, Jefferson Pilot Securities Corporation, New England Securities and John Hancock Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
11/29/2017 - Present
Cambridge Investment Research Advisors, Inc. (Ipswich MA)
MA
10/01/2007 - 12/07/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (BRADFORD MA)
MA
04/21/2006 - 10/02/2007
SYMETRA INVESTMENT SERVICES, INC. (IPSWICH MA)
WI
07/14/2004 - 05/08/2006
INVEST FINANCIAL CORPORATION (APPLETON WI)
IN
04/21/2003 - 07/08/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NY
08/25/1998 - 04/23/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
10/01/1997 - 08/19/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 06/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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